Indian Journal of Cancer
Home  ICS  Feedback Subscribe Top cited articles Login 
Users Online :609
Small font sizeDefault font sizeIncrease font size
Navigate here
Resource links
 »  Similar in PUBMED
 »  Search Pubmed for
 »  Search in Google Scholar for
 »Related articles
 »  Article in PDF (417 KB)
 »  Citation Manager
 »  Access Statistics
 »  Reader Comments
 »  Email Alert *
 »  Add to My List *
* Registration required (free)  

  In this article
 »  Abstract
 » Introduction
 »  Materials and Me...
 » Results
 » Discussion
 » Conclusion
 »  References
 »  Article Figures
 »  Article Tables

 Article Access Statistics
    PDF Downloaded478    
    Comments [Add]    
    Cited by others 3    

Recommend this journal


  Table of Contents  
Year : 2014  |  Volume : 51  |  Issue : 1  |  Page : 25-29

Correlation of clinico-pathologic and radiologic parameters of response to neoadjuvant chemotherapy in breast cancer

Department of Surgical Oncology, Amrita Institute of Medical Sciences, Kochi, Kerala, India

Date of Web Publication18-Jun-2014

Correspondence Address:
S Sharma
Department of Surgical Oncology, Amrita Institute of Medical Sciences, Kochi, Kerala
Login to access the Email id

Source of Support: None, Conflict of Interest: None

DOI: 10.4103/0019-509X.134610

Rights and Permissions

 » Abstract 

Context: As of today, there is no validated standard method to assess clinical response of breast cancer to neo- adjuvant chemotherapy (NACT). Some centers use clinical dimensions while others use radiological measurements to evaluate response according to RECIST criteria. Aims: The aim was to correlate and compare the clinical, radiological, and pathological parameters for assessing the tumor response in patients of breast cancer receiving NACT. Settings and Design: Single institution, prospective nonrandomized study conducted over a 2-year period. Materials and Methods: Patients with diagnosed breast cancer were assessed for response to NACT prior to surgery using clinical and radiological techniques. This was correlated with pathological reponse which was assessed by measuring gross dimensions and Miller-Payne grading of response to chemotherapy. Statistical Analysis Used: Spearman's rho nonparametric. RESULTS: Fifty two patients completed the evaluation (out of 313 cases of ca breast treated during the same period) with a median age of 52.5 years. We noted a 26.9% clinical complete response (CR) and 19.2% had pathological CR. Clinical evaluation had a sensitivity and specificity of 73.5% and 88.5% respectively compared to 14.2% and 100% respectively for radiological assessment. Conclusions: Clinical assessment of response to NACT shows a higher sensitivity compared to radiological assessment. However the overall low sensitivity and specificity rates of clinical assessment mandate a search for a better method of evaluation.

Keywords: Breast Cancer, pathological criteria, primary chemotherapy, radiological assessment, RECIST criteria, response assessment

How to cite this article:
Mukherjee P, Sharma S, Sheikh Z A, Vijaykumar D K. Correlation of clinico-pathologic and radiologic parameters of response to neoadjuvant chemotherapy in breast cancer. Indian J Cancer 2014;51:25-9

How to cite this URL:
Mukherjee P, Sharma S, Sheikh Z A, Vijaykumar D K. Correlation of clinico-pathologic and radiologic parameters of response to neoadjuvant chemotherapy in breast cancer. Indian J Cancer [serial online] 2014 [cited 2022 Dec 4];51:25-9. Available from:

 » Introduction Top

Complete histological response following neo-adjuvant chemotherapy (NACT) for breast cancer has great prognostic value. [1],[2] The significance of a lesser degree of histological response in terms of prognosis is also colossal as a major percentage of patients fall under the category of partial responders. [3],[4],[5],[6],[7]

In spite of the differences in the criteria adopted to measure and report the pathological findings after primary noninvasive treatment, most groups have shown a similar correlation between residual disease found at surgery and patient outcome. [7]

Till date, no parameter/s has/have been validated to assess clinical or pathological response of breast cancer to NACT. The change in clinical dimensions of tumor, as assessed during serial clinical breast examination, is used to evaluate the response to therapy in accordance with RECIST criteria. [8] Radiological measurements (by ultrasonogram [USG], mammography, CT scan or MRI) have also been used for response assessment as a logical extension to (more accurately) measure the tumor size in certain centers. Radiological imaging is resource intensive and the additional expenses involved limit the utility of this option in developing countries.

There is a relative lack of comparative studies to tell us whether these parameters are true reflection of total viable tumor size. In such a vacuum, clinicians sometimes resort to radiological measurements, often assuming them to be more accurate. This is bolstered by the fact that there is a dearth of literature comparing serial clinical assessment to radiological evaluation. Still as the availability of such facilities grows, there is increasing marketing pressure to utilize these more often in such repetitive tasks.

The primary aim of this study was to correlate and compare the clinical, radiological, and the gold standard pathological parameters in assessing the tumor response to NACT. The secondary aim was to assess rates of complete clinical and pathological response in patients of breast carcinoma being treated with NACT.

Thus the present study was aimed at correlating and comparing the conventional methods of assessment to pathological parameters of response.

 » Materials and Methods Top

This study was planned as a prospective nonrandomized study to be conducted over a period of 24 months (March 2005 to March 2007). Eligible patients included those with breast cancer over the age of 18, who were taken up for initial chemotherapy and followed by surgery. Prior history of treatment for cancer of breast was an exclusion criterion. Diagnosis was established in all patients by cytopathology and tru-cut biopsy.

After obtaining informed written consent, eligible patients were enrolled to receive serial clinical and radiological (USG or CT scan) measurements before initiation of treatment and after three cycles of chemotherapy.

Lesions were measured clinically and radiologically in two dimensions each time at diagnosis and then after three cycles of NACT. The second assessment was done just prior to surgery. The product of two dimensions was used to assess and categorize the response to chemotherapy using standard UICC criteria. [9],[10] Categorization of response was done independently for clinical and radiological measurements. For this study clinical complete response has been defined as the absence of any palpable tumor in the breast. Specimen assessment included size at time of grossing and histological grading of response to chemotherapy using Miller-Payne criteria (MPC) [Table 1] by a pathologist. [11]
Table 1: Miller-Payne criteria (MPC) for grading response of solid tumors to chemotherapy

Click here to view

Hormone receptor status for estrogen receptor (ER), progesterone receptor (PR), and Her-2/neu (erb-2) was evaluated in most patients using immunohistochemical stains (IHC).

Pathological response was then classified as pathological Nil Response (pNR) for grade 1 MPC response; pathological Partial Response (pPR) for grade 2, 3, or 4 MPC responses and pathological Complete Response (pCR) for grade 5 MPC response.

 » Results Top

A total of 313 patients of breast cancer were treated during the study period in our department. Of these, 102 were found eligible for inclusion in this study. Sixty-four patients consented for inclusion in the evaluation protocol but only 52 patients completed the evaluation [Figure 1].
Figure 1: Schema showing patient recruitment

Click here to view

Patients included in this study had a median age of 52.5 years (range 29-75 years). Sixty one percent were postmenopausal; 50% had Taxol based chemo, 46% had Anthracycline-based chemo and 4% had CMF chemotherapy. The median number of chemotherapy cycles before surgery was 3 (range 2-6).

Majority (94.2%) of the patients had an infiltrating ductal carcinoma. Complete receptor status details were not available for eight patients. Of the remaining 44 patients, 17 were triple negative while only two were triple positive. Eighteen patients were positive for either ER or PR or both.

A total of 14 (26.9%) patients had clinical complete response (cCR). It is interesting to note that of these 14 patients, only 6 patients (42.9%) had a correlating pathological complete response (pCR). Conversely, of the 10 patients with pCR (19.2%), only 6 (60%) had correlating cCR. Of the remaining four, two had clinical partial response (cPR), one had clinical stable disease (cSD), and one, in fact, had clinical progressive disease (cPD) [Table 2]; in other words clinical evaluation had a sensitivity of 60% and specificity of 80.9%.
Table 2: Correlation of clinical and pathological response to NACT

Click here to view

Interestingly only 7.1% patients (3/42) were noted to have a complete response radiologically, but all these had a pCR [Table 3]. This translated into a specificity of 100% and sensitivity of 37.5% (3/8 patients).
Table 3: Correlation of radiological and pathological response to NACT

Click here to view

The pathological assessment for response grading to chemotherapy according to MPC is shown in [Table 4].
Table 4: Grading of pathological response according to MPC

Click here to view

We have grouped the MPC grades IV and V as the group showing good pathological response. Of patients who achieved a cCR, 78.6% (11/14) cases had a correlating grade V or grade IV response; this is in contrast to the radiologically assessed complete response rate which was seen in only 3 patients, all of whom had a grade V response (100%). Thus we see that of the 26 cases of good responders pathologically, 11 were predicted by a complete clinical response, while of the 23 good responders available for the radiological assessment group, only 3 could be predicted [Table 5]. Those who had a radiological CR also had a clinical CR [Table 6]. Thus, while using histological assessment as standard criteria for pathological response, clinical evaluation had a sensitivity and specificity of 73.5% and 88.5% respectively compared to 14.2% and 100% respectively for radiological assessment.
Table 5: Correlation of clinical response category and radiologic response categories to histological good response according to Miller-Payne's criteria (MPC)

Click here to view
Table 6: Correlation of clinical and radiological response to NACT

Click here to view

Clinical response groups (as per UICC criteria) had a higher correlation to MPC histological response grade [Table 5] compared to radiological assessment suggesting that clinical evaluation is more sensitive in predicting degree of response pathologically, whereas radiological assessment, though more specific for complete response, is not as sensitive.

 » Discussion Top

The current rationale for NACT is based on its usefulness in quickly evaluating the likely benefit of new approaches to treatment and tailoring to the biological characteristics of the individual tumor. [3],[5],[12]

This approach has the advantage of enabling in vivo assessment of tumor sensitivity to chemotherapy. The complete clinical and pathological response of a primary breast cancer to NACT has been shown to be important prognostic factor in survival of these patients. [7],[13] A critical component of this strategy is to use improved methods for monitoring tumor response to treatment. Patients who do not demonstrate an initial response, or who cease to respond to therapy, would have the option to change to other available agents to maximize response or can choose straight to go for surgery. Evidence is emerging that pathological response after NACT can be used as a surrogate endpoint for survival. [5],[7],[13] In spite of the differences in the criteria adopted to measure and report the pathological findings after primary noninvasive treatment, most groups have shown a similar correlation between residual disease found at surgery and patient outcome. [7]

Using current standard chemotherapy regimens, approximately 70-90% of patients demonstrate at least a 50% reduction in tumor size clinically. However, only 10-20% patients demonstrate a complete pathological response. [3],[4],[5],[6],[7] Furthermore, the clinical response to neo- adjuvant chemotherapy, which is commonly reported, does not always adequately reflect the pathological response. [14] We found a clinical complete response rate of 26.9%, and a path CR rate of 19.2% in our study.

Physical examination is often considered unsatisfactory for assessment of the response of locally advanced breast cancer to primary medical treatment. Feldman et al. reported that 45% of complete clinical responders had macroscopic tumor at histological examination; inversely, 60% of patients without any histological gross residual tumor had an incomplete clinical response. [1] In the series of 49 patients studied by Cocconi et al., physical examination overestimated tumor regression in 23% of cases and underestimated the response in 9%. [15] In our series pCR was noted in 42.9% (6/14) of patients who had cCR. Thus we overestimated the occurrence of complete response in 57.1% (8/14) by clinical examination. Conversely, in as many as 40% (4/10) patients in our study, physical examination underestimated occurrence of pCR.

The accuracy of physical examination has been reported to be mediocre because palpation of a fibrotic and necrotic mass may mimic a residual tumor mass. In other cases, the apparent clinical regression may be due to patchy (and therefore incomplete) eradication of cancer cells or resolution of peritumoral inflammation.

Correlation of routine clinico-radiological criteria used to assess response clinically with the final pathological response rates is not well established. This is due to combination of factors: One, dearth of literature on the subject; two, lack of uniformity in techniques of grading and assessing clinical and pathological response rates; and three, inter observer variability even if the same clinical and/or pathological criteria are adopted. [5],[9],[16],[17],[18]

Several studies in the past have attempted to study the accuracy of CT scan or ultrasound to measure the tumor response but the results have been controversial. [19],[20],[21] Operator dependence has been one of the factors quoted to be responsible for interfering with the accuracy. Modification of tumoral echogenicity induced by chemotherapy has been also quoted as one of the factors. This density diminution may interfere and cause misrepresentation of measurements because of the decreased contrast ratio between tumoral and normal tissue.

Balu-Maestro found ultrasound to be poorly reliable in evaluating the size of residual tumor after chemotherapy, correlating in only 43% of cases. [22] In other series ultrasound was found to be superior to physical examination and mammography especially when the tumor was hypoechoic. [23],[24] Akashi-Tanaka et al. compared the results in 42 cases of clinical examination, mammography, ultrasound, and presurgical CT after four courses of chemotherapy with the results of histopathology. [19] In our study, clinical response, as judged by serial clinical measurements, correlated better with good histopathological response (assessed taking MPC grade IV and V together) [Table 5].

There are several flaws to this study: One, it is a prospective observational study with a small sample size and not designed with a statistical power to it; two, there were several missing values for radiological assessment of response; and three, clinical and radiological measurements were done by different clinicians each time.

In spite of the inherent flaws, our observations show that serial clinical assessment was better of the two methods to predict extent of histopathological response. In other words, routine (and serial) use of radiological imaging (USG and CT), to measure tumor size and to monitor its response to NACT, is no better than careful clinical assessment.

It is pertinent to mention here that in situations where we need to ascertain the possibility of pathCR, to possibly decide on less surgery or no surgery, radiological examination will score over physical examination because of better specificity (100% vs. 88.5% respectively).

However, it is important to note that both methods of assessment of response (clinical and radiological) suffer from poor sensitivity rates, and although radiological assessment seemed to have a 100% specificity rate, the low observed complete responses on radiological assessment render this value open to question. A larger sample size may provide more conclusive evidence regarding superiority of one method over another by providing adequate power to it. There are a number of recent studies which have evaluated the role of various other imaging modalities (PET, MRI, Doppler USG, optical tomography, etc.) in assessing the response to neo-adjuvant chemotherapy in carcinoma breast. [25],[26],[27],[28],[29],[30] Of these Magnetic resonance imaging (MRI) holds promise in future, as it not only provides accurate information about the degree of response but also the pattern of response. Although it is still not widely available and is costly, but in future with increased experience of its use in this setting, it will prove to be very useful.

 » Conclusion Top

It is shown in the present study that clinical assessment of response to NACT, shows a higher sensitivity compared to radiological assessment. However the overall low sensitivity and specificity rates of clinical assessment mandate a search for a better method of evaluation.

 » References Top

1.Feldman LD, Hortobagyi GN, Buzdar AU, Ames FC, Blumenschein GR. Pathological assessment of response to induction chemotherapy in breast cancer. Cancer Res 1986;46:2578-81.  Back to cited text no. 1
2.Hortobagyi GN, Ames FC, Buzdar AU, Kau SW, McNeese MD, Paulus D, et al. Management of stage III primary breast cancer with primary chemotherapy, surgery, and radiation therapy. Cancer 1988;62:2507-16.  Back to cited text no. 2
3.Verrill MW, Ashley SE, Walsh GA, Ellis P, Sacks N, Gui G, Nasiri N, Smith IE, et al. Pathological complete response in patients treated with neoadjuvant chemotherapy for operable breast cancer. Breast Cancer Res Treat 1998;50:328 (abstr 549).  Back to cited text no. 3
4.Fisher B, Brown A, Mamounas E, Wieand S, Robidoux A, Margolese RG, et al. Effect of preoperative chemotherapy on local-regional disease in women with operable breast cancer: Findings from National Surgical Adjuvant Breast and Bowel Project B-18. J Clin Oncol 1997;15:2483-93.  Back to cited text no. 4
5.Honkoop AH, van Diest PJ, de Jong JS, Linn SC, Giaccone G, Hoekman K, et al. Prognostic role of clinical, pathological and biological characteristics in patients with locally advanced breast cancer. Br J Cancer 1998;77:621-6.  Back to cited text no. 5
6.Chollet P, Charrier S, Brain E, Curé H, van Praagh I, Feillel V, et al. Clinical and pathological response to primary chemotherapy in operable breast cancer. Eur J Cancer 1997;33:862-6.  Back to cited text no. 6
7.Kuerer HM, Newman LA, Smith TL, Ames FC, Hunt KK, Dhingra K, et al. Clinical course of breast cancer patients with complete pathologic primary tumor and axillary lymph node response to doxorubicin-based neoadjuvant chemotherapy. J Clin Oncol 1999;17:460-9.  Back to cited text no. 7
8.Tsuchida Y, Therasse P. Response evaluation criteria in solid tumors (RECIST): New guidelines. Med Pediatr Oncol 2001;37:1-3.  Back to cited text no. 8
9.Miller AB, Hoogstraten B, Staquet M, Winkler A. Reporting results of cancer treatment. Cancer 1981;47:207-14.  Back to cited text no. 9
10.Therasse P. European Organisation for Research and Treatment of Cancer Data Center. Evaluation of response: New and standard criteria. Ann Oncol 2002;13(Suppl 4):127-9.  Back to cited text no. 10
11.Ogston KN, Miller ID, Payne S, Hutcheon AW, Sarkar TK, Smith I, et al. A new histological grading system to assess response of breast cancers to primary chemotherapy: Prognostic significance and survival. Breast 2003;12:320-7.  Back to cited text no. 11
12.Bonadonna G, Valagussa P, Brambilla C, Ferrari L, Moliterni A, Terenziani M, et al. Primary chemotherapy in operable breast cancer: Eight-year experience at the Milan Cancer Institute. J Clin Oncol 1998;16:93-100.  Back to cited text no. 12
13.Attia-Sobol J, Ferrière JP, Curé H, Kwiatkowski F, Achard JL, Verrelle P, et al. Treatment results, survival and prognostic factors in 109 inflammatory breast cancers: Univariate and multivariate analysis. Eur J Cancer 1993; 29A:1081-8.  Back to cited text no. 13
14.Sperber F, Weinstein Y, Sarid D, Yosef RB, Shalmon A, Yaal-Hahoshen N. Preoperative Clinical, Mammographic and Sonographic Assessment of Neoadjuvant Chemotherapy Response in Breast Cancer. Isr Med Assoc J 2006;8:342-6.  Back to cited text no. 14
15.Cocconi G, Di Blasio B, Alberti G, Bisagni G, Botti E, Peracchia G. Problems in evaluating response of primary breast cancer to systemic therapy. Breast Cancer Res Treat 1984;4:309-13.  Back to cited text no. 15
16.Chevallier B, Roche H, Olivier JP, Chollet P, Hurteloup P. Inflammatory breast cancer. Pilot study of intensive induction chemotherapy (FEC-HD) results in a high histologic response rate. Am J Clin Oncol 1993;16:223-8.  Back to cited text no. 16
17.Sataloff DM, Mason BA, Prestipino AJ, Seinige UL, Lieber CP, Baloch Z. Pathologic response to induction chemotherapy in locally advanced carcinoma of the breast: A determinant of outcome. J Am Coll Surg 1995;180:297-306.  Back to cited text no. 17
18.Kuerer HM, Newman LA, Buzdar AU, Dhingra K, Hunt KK, Buchholz TA, et al. Pathologic tumor response in the breast following neoadjuvant chemotherapy predicts axillary lymph node status. Cancer J Sci Am 1998;4:230-6.  Back to cited text no. 18
19.Akashi-Tanaka S, Fukutomi T, Watanabe T, Katsumata N, Nanasawa T, Matsuo K, et al. Accuracy of contrast-enhanced computed tomography in the prediction of residual breast cancer after neoadjuvant chemotherapy. Int J Cancer 2001;96:66-73.  Back to cited text no. 19
20.Bruneton JN, Caramella E, Héry M, Aubanel D, Manzino JJ, Picard JL. Axillary lymph node metastases in breast cancer: Preoperative detection with US. Radiology 1986;158:325-6.  Back to cited text no. 20
21.Yang WT, Ahuja A, Tang A, Suen M, King W, Metreweli C. High resolution sonographic detection of axillary lymph node metastases in breast cancer. J Ultrasound Med 1996;15:241-6.  Back to cited text no. 21
22.Balu-Maestro C, Chapellier C, Bleuse A, Chanalet I, Chauvel C, Largillier R. Imaging in evaluation of response to neoadjuvant breast cancer treatment benefits of MRI. Breast Cancer Res Treat 2002;72:145-52.  Back to cited text no. 22
23.Fornage BD, Toubas O, Morel M. Clinical, mammographic, and sonographic determination of preoperative breast cancer size. Cancer 1987;60:765-71.  Back to cited text no. 23
24.Herrada J, Iyer RB, Atkinson EN, Sneige N, Buzdar AU, Hortobagyi GN. Relative value of physical examination, mammography, and breast sonography in evaluating the size of the primary tumor and regional lymph node metastases in women receiving neoadjuvant chemotherapy for locally advanced breast carcinoma. Clin Cancer Res 1997;3:1565-9.  Back to cited text no. 24
25.Tiling R, Linke R, Untch M, Richter A, Fieber S, Brinkbäumer K, et al. 18F-FDG PET and 99mTc-sestamibi scintimammography for monitoring breast cancer response to neoadjuvant chemotherapy: A comparative study. Eur J Nucl Med 2001;28:711-20.  Back to cited text no. 25
26.Akazawa K, Tamaki Y, Taguchi T, Tanji Y, Miyoshi Y, Kim SJ, et al. Preoperative evaluation of residual tumor extent by three-dimensional magnetic resonance imaging in breast cancer patients treated with neoadjuvant chemotherapy. Breast J 2006;12:130-7.  Back to cited text no. 26
27.Kumar A, Singh S, Pradhan S, Shukla RC, Ansari MA, Singh TB, et al. Doppler ultrasound scoring to predict chemotherapeutic response in advanced breast cancer. World J Surg Oncol 2007;5:99.  Back to cited text no. 27
28.Zhu Q, Tannenbaum S, Hegde P, Kane M, Xu C, Kurtzman SH. Noninvasive monitoring of breast cancer during neoadjuvant chemotherapy using optical tomography with ultrasound localization. Neoplasia 2008;10:1028-40.  Back to cited text no. 28
29.Teller P, Jefford VJ, Gabram SG, Newell M, Carlson GW. The utility of breast MRI in the management of breast cancer. Breast J 2010;16:394-403.  Back to cited text no. 29
30.Wang XH, Peng WJ, Xin C, Tan HN, Gu YJ, Tang F, et al. Value of dynamic contrast-enhanced MRI in assessment of early response to neoadjuvant chemotherapy in breast cancer. Zhonghua Zhong Liu Za Zhi 2010;32:539-43.  Back to cited text no. 30


  [Figure 1]

  [Table 1], [Table 2], [Table 3], [Table 4], [Table 5], [Table 6]

This article has been cited by
1 Correlation Between Preoperative Radiological and Postoperative Pathological Tumor Size in Patients With HER2+ Breast Cancer After Neoadjuvant Chemotherapy Plus Trastuzumab and Pertuzumab
Veronica Falcone, Elisabeth Reiser, Lenka Grula, Zsuzsanna Bago-Horvath, Myriam Stolz, Anja Catic, Christine Deutschmann, Christian Singer, Georg Pfeiler
Clinical Breast Cancer. 2021;
[Pubmed] | [DOI]
2 Role of 18 fluorine-fluorodeoxyglucose positron emission tomography/computed tomography in assessment of neoadjuvant chemotherapy response in breast cancer patients
Eslam Abdul Salam Sarhan, Mervat Ibrahim El Gohary, Lobna Abd El Moneim, Susan Adil Ali
Egyptian Journal of Radiology and Nuclear Medicine. 2020; 51(1)
[Pubmed] | [DOI]
3 Post-mastectomy radiotherapy after neodjuvant chemotherapy in breast cancer patients: A review
Jacques Bernier
Critical Reviews in Oncology/Hematology. 2015; 93(3): 180
[Pubmed] | [DOI]


Print this article  Email this article


  Site Map | What's new | Copyright and Disclaimer | Privacy Notice
  Online since 1st April '07
  © 2007 - Indian Journal of Cancer | Published by Wolters Kluwer - Medknow